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UPDATE

December 6, 2018 by 30412rl

Updates are only available to clients of Radford Lawyers. Contact [email protected] if you have any queries. … [Read more...]

Filed Under: News

ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 7 HEARINGS

November 8, 2018 by 30412rl

The seventh round of public hearings will be held in Sydney at the Lionel Bowen Building, 97-99 Goulburn Street, from  Monday 19 November to Friday 23 November, and in Melbourne at the Commonwealth … [Read more...]

Filed Under: News

NOTIFICATION OF AFCA CHANGE TO ASIC BY LICENSEES

November 8, 2018 by 30412rl

From 1 November 2018, customers of firms operating across financial services, credit and superannuation will have access to AFCA's free and independent dispute resolution service. This will allow them … [Read more...]

Filed Under: News

ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 6 BACKGROUND PAPERS

August 28, 2018 by 30412rl

In preparation for the sixth round of hearings, the Commission has published the following background papers: Background Paper 26: Some features of the general and life insurance industries which … [Read more...]

Filed Under: News

ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 6 HEARINGS

August 28, 2018 by 30412rl

The sixth round of public hearings will be held in Melbourne at the Owen Dixon Commonwealth Law Courts Building at 305 William Street from Monday 10 September to Friday 21 September. The sixth … [Read more...]

Filed Under: News

ASIC COMMENCES CIVIL PENALTY PROCEEDING AGAINST WESTPAC FOR POOR FINANCIAL ADVICE

June 15, 2018 by 30412rl

ASIC has commenced Federal Court proceedings against Westpac in relation to alleged poor financial advice in relation to one of its advisers. In four sample client files, the adviser: • breached … [Read more...]

Filed Under: News

THE ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 4 HEARINGS AND BACKGROUND PAPERS

June 12, 2018 by 30412rl

The RC has released further information on the Round 4 hearings on experiences with financial services entities in regional and remote communities, which will be held from 25 June – 29 June 2018 and 2 … [Read more...]

Filed Under: News

THE ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 4 HEARINGS

June 1, 2018 by 30412rl

The fourth round of hearings have been announced and will be held between 25 June 2018 – 29 June 2018 and 2 July – 6 July 2018. These hearings will focus on issues affecting Australians who live in … [Read more...]

Filed Under: News

AUSTRALIAN FINANCIAL COMPLAINTS AUTHORITY (AFCA) UPDATE

May 2, 2018 by 30412rl

The Minister for Revenue and Financial Services, the Hon Kelly O’Dwyer MP, announced the authorisation of Australian Financial Complaints Limited to operate the Australian Financial Complaints … [Read more...]

Filed Under: News

ASIC ENFORCEMENT REVIEW TASKFORCE REPORT

April 23, 2018 by 30412rl

The ASIC Enforcement Review Taskforce was established in October 2016 to fulfil the Government's commitment to review the adequacy of ASIC's enforcement regime in response to the Murray Financial … [Read more...]

Filed Under: News

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