Updates are only available to clients of Radford Lawyers. Contact [email protected] if you have any queries. … [Read more...]
ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 7 HEARINGS
The seventh round of public hearings will be held in Sydney at the Lionel Bowen Building, 97-99 Goulburn Street, from Monday 19 November to Friday 23 November, and in Melbourne at the Commonwealth … [Read more...]
NOTIFICATION OF AFCA CHANGE TO ASIC BY LICENSEES
From 1 November 2018, customers of firms operating across financial services, credit and superannuation will have access to AFCA's free and independent dispute resolution service. This will allow them … [Read more...]
ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 6 BACKGROUND PAPERS
In preparation for the sixth round of hearings, the Commission has published the following background papers: Background Paper 26: Some features of the general and life insurance industries which … [Read more...]
ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 6 HEARINGS
The sixth round of public hearings will be held in Melbourne at the Owen Dixon Commonwealth Law Courts Building at 305 William Street from Monday 10 September to Friday 21 September. The sixth … [Read more...]
ASIC COMMENCES CIVIL PENALTY PROCEEDING AGAINST WESTPAC FOR POOR FINANCIAL ADVICE
ASIC has commenced Federal Court proceedings against Westpac in relation to alleged poor financial advice in relation to one of its advisers. In four sample client files, the adviser: • breached … [Read more...]
THE ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 4 HEARINGS AND BACKGROUND PAPERS
The RC has released further information on the Round 4 hearings on experiences with financial services entities in regional and remote communities, which will be held from 25 June – 29 June 2018 and 2 … [Read more...]
THE ROYAL COMMISSION INTO MISCONDUCT IN THE BANKING, SUPERANNUATION AND FINANCIAL SERVICES INDUSTRY (RC) – ROUND 4 HEARINGS
The fourth round of hearings have been announced and will be held between 25 June 2018 – 29 June 2018 and 2 July – 6 July 2018. These hearings will focus on issues affecting Australians who live in … [Read more...]
AUSTRALIAN FINANCIAL COMPLAINTS AUTHORITY (AFCA) UPDATE
The Minister for Revenue and Financial Services, the Hon Kelly O’Dwyer MP, announced the authorisation of Australian Financial Complaints Limited to operate the Australian Financial Complaints … [Read more...]
ASIC ENFORCEMENT REVIEW TASKFORCE REPORT
The ASIC Enforcement Review Taskforce was established in October 2016 to fulfil the Government's commitment to review the adequacy of ASIC's enforcement regime in response to the Murray Financial … [Read more...]
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