NSW REVENUE COMMISSIONER PRACTICE NOTE

The NSW Revenue Commissioner has issued Practice Note No. CPN 001 General Insurance – Small Business Exemption – Small Business Declaration which provides guidance on: the way a small business declaration can be made for the purposes of obtaining an exemption from...

ASIC RELEASES UPDATED GUIDANCE ON CONFLICTED REMUNERATION

17-421MR ASIC updates guidance on conflicted remuneration   ASIC has updated Regulatory Guide 246 (RG 246), now titled Conflicted and other banned remuneration. The conflicted and other banned remuneration provisions were introduced as part of the Future of...

ASIC RELEASES NEW EXAMPLE SOA FOR LIFE INSURANCE

17-422MR ASIC releases new example Statement of Advice for life insurance ASIC has released its new example SoA for life insurance as part of updates to Regulatory Guide 90 Example Statement of Advice: Scaled advice for a new client (RG 90) and the Government’s...

Consultation on ASIC’s Directions Powers

EXECUTIVE SUMMARY The ASIC Enforcement Review has released Position and Consultation Paper 8 – ASIC’s Directions Powers. This is considering reform to the existing financial services and credit licensing regimes by giving ASIC the power to direct financial...